Vendor Management: Essentials

Other Vendor Management courses through Compliance Education Institute

Web-based ... Self-Paced ... On demand


Building, implementing and managing a compliant vendor management program is no easy task given the proliferation of regulations, rules and Guidance, many of which overlap. And with increased regulatory scrutiny due to high profile breaches, financial institutions must have a solid understanding of the of the driving regulatory issues that surround vendor management, the key ideas required to build and implement a successful and compliant program, and the expectations of examiners and auditors. If you are tired of being told to “Read Guidance” then this training program is a must!

This course borrows from the highly acclaimed Certified Regulatory Vendor Program Manager (CRVPM) course and takes a detailed dive into the essentials that anyone tasked with vendor management must know.

Time Required: 2+ hours, including four quizzes

Credit: CRCM credit pending

Cost: $349 per enrollment

You Will Receive: Upon completion of course, 1 year subscription to the Regulatory Vendor Program Manager Reference Guide and 1 year of telephone and email support for vendor management and GLBA 501(b) related issues.

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Vendor relationship owners, vendor management staff, 1st, 2nd and 3rd lines of defense, compliance officers, risk officers.

Areas of Study:

  • Regulations
  • Program Components 1: Due Diligence and Risk Rating
  • Program Components 2: Contract Review, Periodic Review, Policy
  • Exam and Audit Preparation


R.I.S.C. Associates/Compliance Education Institute (CEI) – CEI is the education division of RISC Associates, a leading regulatory compliance consultancy with deep expertise in GLBA 501(b). Leveraging its more than 30 years of banking, compliance and information security expertise and field experience, RISC has put together a series of educational courses offered through its CEI division to help bankers better prepare for the compliance issues that they deal with on a daily basis.

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Questions: NYBA Professional Development at (212) 297-1679 or