Program Structure and Compliance

Other Vendor Management courses through Compliance Education Institute

Web-based ... On demand

Building a 3rd Party Risk Management program is like building a house; it needs a foundation, framework and support structure and it has to meet code. This course covers the following three areas:

  • Adapting a governance, risk, compliance (GRC) framework to 3rd party risk management programs
  • Developing an Operating model including 1st, 2nd, and 3rd Lines of Defense
  • Building a 3rd Party Risk Management Program that meets the 10 components of a compliant program

Time Required: 2.5 hours

Cost: $299 per enrollment

You Will Receive:
  • Program Structure chart with roles and responsibilities
  • Checklist of the 10 components of a compliant 3rd party Risk Management Program
  • 1 Year of phone and email support

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This course is a MUST for senior executives, 3rd party risk management staff, 3rd party governance analysts, auditors, examiners, risk officers, compliance officers and any staff involved in building and managing a compliant vendor management program.


R.I.S.C. Associates/Compliance Education Institute (CEI) – CEI is the education division of RISC Associates, a leading regulatory compliance consultancy with deep expertise in GLBA 501(b). Leveraging its more than 30 years of banking, compliance and information security expertise and field experience, RISC has put together a series of educational courses offered through its CEI division to help bankers better prepare for the compliance issues that they deal with on a daily basis.

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Questions: NYBA Professional Development at (212) 297-1679 or