Risk Management Control Frameworks
ABA SELF-PACED ONLINE TRAINING
Describes the processes in a bank's risk management system design. Explains Federal Reserve and OCC risk categories and operational risk event types. Covers the benefits and roles and responsibilities of the three lines of defense risk management model and standards. Provides the components and three categories of the (COSO) of the Treadway Commission’s internal control framework and the types of internal controls.
- Describe the function of a bank's risk governance framework
- Identify the three main risk categories and seven operational risk event types
- Describe the roles and responsibilities of the three lines of defense
- Identify the components of an internal control framework and the types of internal controls
Risk management and control professionals in the first, second or third line functions with primary responsibilities including risk assessment, risk testing, measurement and monitoring, risk reporting, audit, or governance across credit risk, financial and/or non-financial risk categories. Directors, members of senior management, State/Federal bank examiners, external risk consultants or auditors.
This course applies to the Certificate in Risk Management Frameworks
ABA Professional Certifications:
The New York Bankers Association is a Local ABA Training Provider.
NYBA Professional Development at (212) 297-1679