Real Estate Settlement Procedures Act (RESPA) for Compliance Professionals


Provides a complete overview of the Real Estate Settlement Procedures Act requirements, including disclosure requirements and anti-kickback provisions. Explains the early disclosure requirements and tolerances, escrow disclosures, the Affiliated Business Arrangement Notice, requirements for loan servicers, and practices to avoid. 


  • Identify loan transactions that are covered under RESPA
  • Explain he timing and content of application and settlement disclosures
  • Identify requirements for loan servicers in all aspects of servicing a mortgage loan
  • Describe activities and business practices prohibited under Section 8 and the consequences of a violation

Audience:  Compliance professionals including compliance managers, officers, and other compliance team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, auditors and lending compliance professionals.

ABA Certifications: 2.5 CRCM

Your Instructor: Lucy H. Griffin, CRCM
President, Compliance Resources, Inc.

Griffin has extensive experience working with regulatory agencies.
Through her work for regulatory agencies and for ABA, she has developed and maintained a high level of expertise in all areas of compliance, particularly consumer credit protection and deposit regulations. Griffin is a Certified Regulatory Compliance Manager through the Institute of Certified Bankers.

Related Training: ABA Certificate in Lending Compliance

The New York Bankers Association is a Local ABA Training Provider.

NYBA Professional Development at (212) 297-1679 or
Enroll Online
Member $275
Non-Member $375

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