Loans to Insiders (Reg O) for Compliance Professionals
ABA SELF-PACED ONLINE TRAINING
Provides a way to obtain a strong knowledge of Regulation O, which governs loans that a bank makes to its insiders (i.e., executive officers, directors, principal shareholders and their related interests). Describes who the regulation applies to, the manner in which its provisions apply to various insiders, and the records that must be maintained.
- Identify parties and transactions covered under Regulation O
- Describe basic restrictions and limitations under Regulation O
- Explain the reporting and recordkeeping requirements of Regulation O
Compliance professionals including compliance managers, officers, and other compliance team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, auditors and lending compliance professionals.
1.25 CRCM, CLBB
Your Instructor: Michael D. Maher
, CRCM, CRP
EVP, Wells Fargo Consumer Lending Group
Maher provides oversight and advice to CLG businesses to formulate and implement compliance and operational risk policies, procedures and controls. Maher serves on the faculty and chairs the advisory board for the American Bankers Association (ABA) National Compliance Schools and has taught at numerous seminars and schools offered by various state and local banking associations.
ABA Certificate in Lending Compliance
The New York Bankers Association is a Local ABA Training Provider.
NYBA Professional Development at (212) 297-1679