Agenda | 2019 Technology, Compliance & Risk Management Forum

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MONDAY, MAY 13, 2019

3:00 – 6:00 pm – Special Pre-Conference Session (no extra cost for Forum registrants)

  • Workshop – Cyber Security Assessments: Implementing the FSSCC and CIS CSC
    William J. Nowik, Principal, and Sean Goodwin, IT Manager, Wolf & Company, P.C.

4:00 – 5:30 pm – Special Pre-Conference Session (no extra cost for Forum registrants)

  • State Compliance Roundtable Discussion
    Discussion Facilitator: Asaad Faquir, Director, RSK Compliance Solutions, LLC

6:30 – 8:30 pm – Reception, Dinner and Exhibitor Showcase
Reception compliments of Wolf & Company, P.C.


TUESDAY, MAY 14, 2019

7:30 – 8:30 am — Early Bird Table Discussions – Breakfast in Exhibit Area
Breakfast Compliments of BBH Solutions, Inc.

8:30 – 10:00 am – Opening Session

  • Keynote: Topic Title to be Announced!
    Patti Blenden, CRCM, Financial Solutions

10:00 – 10:40 am — Refreshment Break in Exhibit Area

Concurrent Session1
– 10:40-11:50 (and more to be confirmed!)

  • Debit Card Fraud Trends Post-EMV
    Panel Moderator: Paul Tomasofksy-Partner, McGovern Smith Advisors & Two Sparrows Consulting and President, Secure Remote Payments Council
    Brian DuCharme, Vice President, Head of Product & Innovation for STAR Network
    John Brady,
    Vice President, Customer Compliance & Fraud at Mastercard
  • Top Examination Trends Related to Cyber
    William J. Nowik, Principal, Wolf & Company, P.C.
    Michael J. Flynn, Examination Specialist (Information Technology), FDIC

11:50 am – 1:00 pm — Luncheon in Exhibit Area
Luncheon compliments of RSK Compliance Solutions, LLC

Concurrent Session 2 – 1:00-2:00

  • Conducting Product Risk Assessments
    Travis Nelson, Financial Institutions, Regulatory, Enforcement & Litigation Partner, Holland & Knight, LLP
    Ann Marie Tarantino, CRCM, CRP, AMLP, Senior Vice President, Chief Compliance Officer, Esquire Bank
  • Cryptocurrency, Blockchain and the Dark Web
    John Collins, Partner, FS Vector
  • Financial Exploitation of the Elderly
    Panel: Nicky Christianson, Account Executive, Financial Education, EverFi
    Dianne Woodburn, Esq., JASA Legal Services Supervisor

2:00 – 2:30 pm — Refreshment Break in Exhibit Area

Concurrent Session 3 – 2:30-3:30 (and more to be confirmed!)

  • Restraining Notices, Information Subpoenas, and Levies
    Joseph D. Simon, Esq., Partner, Cullen & Dykman, LLP
  • BSA Best Practices: Community Bank Panel Discussion
    Moderator: Stephen R. King, Principal & Director of Regulatory Compliance, Wolf & Company, P.C.

    Ellen Fogarty, BSA & Security Officer, Pioneer Bank
    Holly Kimball, Vice President-BSA/AML Officer, Dime Community Bank
    Jacquelyn McKenzie, Vice President & BSA Officer, PCSB Bank


Concurrent Session 4 – 3:45-4:45

  • Leveraging Digital, Mobile and P2P Payments
    Johnny Moreland, Director of Product Management, Money Movement & Lending, FIS Global
  • Cloud Security: Adapting to an Ever-Changing Landscape
    David Jenkins, Senior Cybersecurity Solutions Architect, Presidio
  • Top 10 List of Mistakes Banks Make Regarding Residential Mortgage Requirements
    Allison Giancola, Senior Compliance Consultant, RSK Compliance Solutions, LLC

4:45 – 6:00 pm — Reception in the Exhibit Area



7:30 – 8:30 am — Early Bird Table Discussions – Breakfast in Exhibit Area

Concurrent Session 5 –

  • Vendor Risk Management: Navigating the Evolving Regulatory Landscape
    Michael Berman, CEO, NContracts
  • Integrating Information Technology Risk into Enterprise Risk Management
    Gregory Smith, Alagen
  • NYPD Cybersecurity Initiatives
    Lieutenant Michael Deckert, Commanding Officer, NYPD-FBI Cyber Crimes task Force

9:30 – 9:45 am — Refreshment Break

Concurrent Session 6 – 9:45-10:45

  • New York Required Sexual Harassment Training: Best Practices to Comply and the Role of Unconscious Bias
    Katherin Nukk-Freeman, Co-Founder, President and Chief Culture Officer, SHIFT HR

  • Hot Topics in Business Continuity Planning
    Tracy L. Hall, Manager, IT Assurance Services, Wolf & Company., P.C.
  • Model Risk
    Salvatore Zerilli, Managing Director, The Mercadien Group

10:45 – 12:00 noon – Closing Session

  • The Next Five Technology Challenges Facing Banks
    Jack Vonder Heide, CEO, Technology Briefing Centers, Inc.

Conference Ajourns



Kerry Carney

Kim Mendelsohn