Agenda | 2018 Technology, Compliance & Risk Management Forum
MONDAY, MAY 7, 2018
3:00 – 6:00 pm – Special Pre-Conference Session (no extra cost for Forum registrants)
- Developing a Cyber Breach Exercise for Your Organization
Regina Phelps, President, EMS Solutions, Inc.
A stark reality of today’s world is that businesses and organizations must constantly defend against relentless attempts to steal their computer data or damage their systems. This reality mandates that companies have serious plans, as well as stress-test those plans, for how they will respond to the impact of an actual breach. These exercises force real-time situation analysis and decision-making. This special Pre-Conference Workshop shows business continuity planners, crisis managers and their IT counterparts how to stage a cyber breach exercise that will test preparedness, surface “hidden” circumstances, and sharpen the responsiveness of everyone from top executives to front-line business managers and technologists. Leave the session with the tools you need to go about about developing a realistic cyber exercise to challenge your organization. Regina Phelps is an internationally recognized expert in the field of crisis management, exercise design and business continuity planning, lectures widely and has written books on exercise design.
4:00 – 5:30 pm – Special Pre-Conference Session (no extra cost for Forum registrants)
- State Compliance Roundtable Discussion
Discussion Facilitator: Asaad Faquir, Director, RSK Compliance Solutions, LLC
6:30 – 8:30 pm – Reception, Dinner and Exhibitor Showcase
Reception compliments of Wolf & Company, P.C.
TUESDAY, MAY 8, 2018
7:30 – 8:30 am — Early Bird Table Discussions – Breakfast in Exhibit Area
Breakfast Compliments of BBH Solutions, Inc.
8:30 – 10:00 am – Opening Session
- Verizon Data Breach Report…The Threat Landscape 2018
Christopher Novak, Director, Investigative Response, Verizon RISK Team
10:00 – 10:40 am — Refreshment Break in Exhibit Area
10:40 – 11:50 am – Concurrent Session
- Model Governance for Community Banks
Carl E. Case III, Senior Manager, Financial Services, Ernst & Young LLP
Ann Marie Tarantino, Senior Vice President & Chief Compliance Officer, Esquire Bank
- A Hacker’s View of Internal Security Controls: Keeping Current with New Developments
Tyler Wrightson, Founder, Leet CyberSecurity
- Cryptocurrency Risks for Banks
Edward Y. Kim, Esq., Krieger, Kim & Lewin LLP
(former Assistant US Attorney, Criminal Division, Southern District of New York; former Chief of the Complex Frauds and Cybercrime Unit)
John Rollins, Director, Dispute Consulting, Stout Risius Ross, LLC
Jennifer Vander Veer, Special Agent, Cyber Crime, Federal Bureau of Investigation
11:50 am – 1:00 pm — Luncheon in Exhibit Area
Luncheon compliments of P&G Associates
1:00 – 2:00 pm – Concurrent Sessions
- CDD and Beneficial Ownership Post Mortem
Bruce A. Rumbold, Manager-Consulting Services, Freed Maxick CPAs, P.C.
Charles Schutt, Senior Consultant-Risk, Technology & Financial Advisory, Freed Maxick CPAs, P.C.
- IT Regulatory Exams: Meeting Examiner Expectations
Joseph V. DeMarco, Partner, DeVore & DeMarco LLP; moderator
Michael Flynn, IT Examination Specialist, FDIC
Stephen G. Kunzinger, Banking IT Lead Expert, Office of the Comptroller of the Currency
- Leveraging and Implementing Digital, Mobile and P2P Payments
Norman Marraccini, Vice President, Product Management – Digital Payments, FIS
2:00 – 2:30 pm — Refreshment Break in Exhibit Area
2:30 – 3:30 pm – Concurrent Sessions
- Current Issues in Fair Lending
Bonita G. Jones, Bonita Jones & Associates
- Establishing Effective Data Governance Practices
Alexander Pelaez, Chief Executive Officer, 5 Element Analytics; Assistant Professor of Information Systems and Business Analytics, Hofstra University
- Digital Forensics: The Security Incident is Contained – What Next?
Joseph V. DeMarco, DeVore & DeMarco LLP
George Seerden, Senior Security/Forensic Analyst, Compass IT Compliance
3:45 – 4:45 pm – Concurrent Sessions
- CRA Today: Managing in an Environment of Challenge, Change and Uncertainty
Bonita G. Jones, Bonita Jones & Associates
- 3rd Party Risk Management Challenges – Monitoring and Reporting
Eric Holmquist, Managing Principal, Capco
- Analytics, AI and New Frontiers for Detecting Attacks
Sean O’Brien, President & CEO, @Risk Technologies, Inc.
4:45 – 6:00 pm — Reception in the Exhibit Area
Reception compliments of Freed Maxick, CPAs
Dinner On Own
WEDNESDAY, MAY 9, 2018
7:30 – 8:30 am — Early Bird Table Discussions – Breakfast in Exhibit Area
8:30 – 9:30 am – Concurrent Sessions
- HMDA Implementation: Assessing the Challenges
Kathleen O. Blanchard, President, Key Compliance Services
- The Dark Web: Risks and Controls
William J. Nowik, Principal, Wolf & Company, P.C.
- IT Audit Best Practices
Glenn Hoffman, Moderator; Principal, Enterprise Risk Management, The Bonadio Group
Jim Baird, Director of Information Security, 10-D Security
Ted Tomita, Senior Vice President, Chief Technology Officer, Catskill Hudson Bank
9:30 – 9:45 am — Refreshment Break
9:45 – 10:45 am – Concurrent Sessions
- Integrating Sound Compliance Risk Management Practices
Stephen R. King, Moderator; Member of the Firm, Director Regulatory Compliance Group, Wolf & Company, PC
Kathleen O. Blanchard, President, Key Compliance Services
Marianne Byrne, Managing Principal, Capco
- Designing an Effective BCP Testing Program
Tracy L. Hall, Manager, IT Assurance Services, Wolf & Company, P.C.
- Best Practices in Managing the Bank’s Information Security Program: Panel Discussion
Brandon A. Potter, Moderator; Executive Consultant, Bancsec, Inc.
Leon J. Brockway, Jr., Information Security Officer, Tompkins Financial Corporation
Brendan Travis, CISM, Director of Business Development, Sage Data Security
10:45 – 12:00 noon – Closing Session
- Emerging Trends in FinTech and Authentication: Balancing Innovation with Security
Jack Vonder Heide, CEO, Technology Briefing Centers, Inc.
Conference Ajourns
Program printing compliments of ASV Technologies, Inc.