Financial Services Industry Members          

ABG Services, Inc.
Barclays Capital
Lazard Wealth Management

The LeFrak Trust Company
Lehman Brothers Trust Company, N.A.
MetLife Bank, N.A.
PNC Financial Services Group, Inc.
Promontory Interfinancial Network
PULSE
Rockefeller Financial
State Farm Mutual Automobile Insurance

State Street Corporation, Boston, MA
Transamerica Life & Protection
USAA Bank
Wells Fargo & Co.



ABG Services Inc.
Dominick A. Gallelli, Partner
751-2 Coates Avenue, Holbrook, NY  11741

Tel: (800) 807-3447 ext. 202
Fax: (631) 468-5100
E-mail:  dominick@abg-services.com

Website:   www.abg-services.com 

ABG Services, Inc. provides liquidity alternatives to over a thousand FDIC member banking institutions to accommodate their funding and investing needs. With more than 75 years of banking experience, ABG’s Funding Specialists have designed a series of programs to support institutions looking to broaden their deposit base as well as institutions that are experiencing a funding surplus. Our experienced staff works closely with you to address both sides of the balance sheet, providing Funding Managers with several cost-effective deposit alternatives ranging from core-like deposits with financial and municipal institutions to more sophisticated structures that can be customized to fulfill your specific demands, while Portfolio Managers can optimize yield performance through a series of investment platforms personalized to fit their distinct investment objectives. All in all our programs are designed to compliment your deposit and investment sources, increase profit margin and support your asset & liability management strategies.

Barclays Capital
Financial Services Member
745 Seventh Avenue, 24th Floor
New York, NY 10019
Tel: (212) 536-6631
Contact: Gregory D. Kennedy, Managing Director
Email: greg.kennedy@barcap.com
Website: www.barcap.com

Barclays Capital is the investment banking division of Barclays Bank PLC. With a distinctive business model, Barclays Capital provides large corporate, government and institutional clients with a full spectrum of solutions to their strategic advisory, financing and risk management needs. Barclays Capital has offices around the world, employs 25,000 people and has the global reach, advisory services and distribution power to meet the needs of issuers and investors worldwide.


TRANSAMERICA LIFE & PROTECTION—Financial Solutions
Financial Services Member
520 Park Avenue
Baltimore , MD   21201
 

Representative:

Dawn Farrington, Senior Client Executive, Transamerica Life & Protection—Financial Solutions

Email: Dawn.Farrington@transamerica.com
(800) 233-4624 ext. 5534
Fax: (518) 371-2901

Transamerica Life & Protection—Financial Solutions (T L&P), serves the community bank market with innovative loan protection products, reinsurance solutions and related services. The group has been servicing credit insurance for more than 35 years.  Our mission is to market the industry’s most innovative insurance programs and deliver effective marketing, and professional training and support to help our partners maximize profitability while reducing costs and improving service. With a portfolio that includes credit and mortgage insurance underwritten by Transamerica Financial Life Insurance Company (TFLIC), T L&P can tailor offerings that strengthen your financial institution while protecting customer’s loan obligations.  We are pleased TFLIC has been selected as the carrier of choice, endorsed by and underwriting the NYBA Group Creditors Insurance Trust’s credit and mortgage insurance programs. Formerly operated as AEGON Financial Solutions Group (AFSG).

Lazard Wealth Management
Financial Services Member
30 Rockefeller Plaza
New York, NY 10020
Tel: (212) 332-4504
Fax: (212) 830-5023
Contact: Sharon Klein, Head of Wealth Advisory Services
Email: Sharon.Klein@Lazard.com
Website: www.lazard.com

Lazard, one of the world's preeminent financial advisory and asset management firms, operates from 39 cities across 24 countries in North America, Europe, Asia, Australia, Central and South America. With origins dating back to 1848, the firm provides advice on mergers and acquisitions, strategic matters, restructuring and capital structure, capital raising and corporate finance, as well as asset management services to corporations, partnerships, institutions, governments and individuals. 

The LeFrak Trust Company
Financial Services Member
1007 North Orange Street, Suite 210
Wilmington, DE 19801
Tel: (302) 656-2390
Fax: (302) 656-2392
Contact: Harrison T. LeFrak, Chief Executive Officer
Email: hlefrak@lefrak.com
Contact: Deborah A. Dolan, Senior Trust Officer
Email: ddolan@lefraktrust.com


Lehman Brothers Trust Company, N.A.
919 Market Street, Suite 506
Wilmington, DE 19801
Tel: (302) 830-4342
Fax: (646) 834-0126
Website: www.lehman.com
Email: dherrmann@lehman.com
Contact: David L. Herrmann, President   

At Lehman Brothers, we believe that our clients — whether institutions, individuals, or families — require more than the right advice, investments, and services. Our clients also require a profound and fundamental commitment to their long-term success. That is the extra value we provide. This commitment, built into the fabric of our culture and our organizational structure, provides access to the experience and expertise of all our people. It can be seen in our drive to create exciting investment opportunities and innovative solutions. It is reflected in the significant ownership position that our employees hold in our Firm. It is underscored by the fact that our employees, and the Firm itself, often invest in the same products as our clients, demonstrating that our mutual interests are aligned.


M
etLife Bank, N.A.

1095 Avenue of the Americas
New York, NY 07932
Contact: Jim Donnellan, Government Relations Counsel 
Email: jfDonnellan@metlife.com 
Phone: (212) 578-3968 or 1-866-226-5638

MetLife Bank, a subsidiary of MetLife, Inc., is a federally chartered bank that began serving its customers in 2001. It is regulated by the Office of the Comptroller of the Currency (OCC). With more than $10 billion in customer deposits (as of 11/30/09), MetLife Bank was ranked as one of the top 100 commercial banks in the United States, by American Banker.  

 PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc.
One PNC Plaza
Pittsburgh, PA 15222
Tel:  (412) 762-2294
Fax:  (412) 762-7399
Website:  www.pnc.com
Email:  d.jones@pnc.com
Contact:  David E. Jones, Managing Director

PNC has built a comprehensive platform to service the various needs of its clients in the financial services sector. PNC's Financial Institutions Group is an experienced team of professionals dedicated to helping financial institutions better manage assets, risks and operations. From fixed income securities, derivatives and structured products, to credit, foreign exchange and treasury management, PNC offers extensive practical experience, industry best practices and high quality delivery of service. You can also take advantage of PNC's asset-liability management expertise by leveraging unique balance sheet and portfolio analytic tools.

 Promontory Interfinancial Network, LLC
Headquarters
1515 N. Courthouse Road, Suite 1200
Arlington, VA   22201
Tel:  (866) 776-6426
Fax:  (703) 528-5700
Contact: Phil Pratt, (866) 776-6426 x3485

Email:
ppratt@promnetwork.com
Website: www.promnetwork.com

Using Promontory Interfinancial Network's CDARS®, ICS, and IND® services, financial institutions can build multi-million-dollar relationships, manage liquidity by selling excess deposits for fee income, and tap cost-effective fixed- or floating-rate funding (available without collateralization or stock purchase requirements). Promontory has established the nationwide Promontory Network, comprised of more than 3,000 financial institutions, through which members place billions of dollars in deposits every week.  

As a service to the banking industry, Promontory also offers Prepaid Assessment MarketplaceSM, a free service that helps depository institutions buy and sell prepaid FDIC assessments.

To learn more, please visit
www.promnetwork.com or contact Phil Pratt at (866) 776-6426, ext. 3485 or ppratt@promnetwork.com 


PULSE
7 Castlegate, Ballston Lake, NY 12019
Tel: 518-877-8811 or 1-800-420-2122

Fax: 518-877-8822
Contact: Matt Garabedian,Senior Manager, Business Development

Email:
mgarabedian@pulse-eft.com
Website:
www.pulse-eft.com

For PULSE association questions contact:
Denise Stigge,
Vice President, Association Relations
PULSE
1301 McKinney, Suite 2500, Houston, TX  77010
P: 832-214-0181 or 1-800-420-2122
F: 832-214-0333
Email: dstigge@pulse-eft.com

PULSE is one of the nation’s leading ATM/debit networks, currently serving more than 4,500 banks, credit unions and savings institutions across the country. PULSE is owned by Discover Financial Services (NYSE: DFS).  The network links cardholders with more than 265,000 ATMs, as well as POS terminals at retail locations nationwide.  The company is also a valued resource for industry research related to electronic payments and is committed to providing its participants with education on
evolving products, services and trends in the payments industry.
 

Rockefeller Financial
10 Rockefeller Plaza, 3rd Floor
New York, NY 10020
Contact: Loraine B. Tsavaris, Managing Director
Tel: 212-549-5302
Email: ltsavaris@rockco.com

Rockefeller Financial is a leading investment and wealth management firm serving successful individuals, families, family offices, foundations, endowments and other institutions around the world.

Our history dates back to 1882 when John D. Rockefeller, one of the world's most successful entrepreneurs, established one of the first family offices. The firm became an SEC-registered investment adviser in 1980, and started managing money for other clients at that time. We chartered trust companies in New York in 1985, in Delaware in 1997 and converted the New York trust company to a national trust bank in 2009. In 2000, we introduced Rockit® Solutions, our proprietary wealth information management solution suite.  Today we have approximately $26 billion in assets under administration*  
* Approximate numbers as of December 31, 2010 representing Assets Under Administration.

State Farm Mutual Automobile Insurance Company
Financial Services Member
6 Hillman Drive, Suoite 200
Chadds Ford, PA 19317
Tel: (610) 361-4149
Fax: (610) 361-4152
Contact: Floyd Holloway, New York State Counsel
Email: FLOYD.HOLLOWAY.CLXM@STATEFARM.COM

Like an enormous corporation, State Farm is everywhere. The leading US personal lines property/casualty company (by premiums), State Farm Mutual Automobile Insurance Company is the #1 provider of auto insurance. It also is the leading home insurer and offers nonmedical health and life insurance through its subsidiary companies. Its products are marketed via some 17,000 agents in the US and Canada. Competition has increased with the fall of barriers between the banking, securities, and insurance industries. State Farm's efforts to diversify include a federal savings bank charter (State Farm Bank) that offers consumer and business loans through its agents and by phone, mail, and the Internet.


 State Street Corporation

State Street
Two World Financial Center
225 Liberty Street, 24th Floor
New York, NY 10281

Tel:  (917) 790-4182 

Fax:  (617) 786-2102

Email:  jlindeman@statestreet.com

Contact:  Jennifer Lindeman, Vice President


Serving the specialized needs of sophisticated global investors.

With $9.5 trillion in assets under custody and $1.4 trillion under management*, State Street Corporation is a world leader in financial services. We combine an unwavering client focus with in-depth experience & leading-edge technology to offer an unrivaled breadth of products and services to the global investment community State Street's customers are among the most sophisticated institutional & individual investors in the world, including investment managers, pension plan sponsors, collective investment fund managers, banks, corporations and not-for-profit organizations. As a specialist provider, we work closely with our clients to develop a thorough understanding of their needs. This consultative approach enables us to deliver a comprehensive array of customized solutions that help global investors achieve their business objectives, across all phases of the investment process.

USAA Bank
325 Columbia Turnpike
Florham Park, NJ 07932
Contact: John Friedman, VP, State Government Relations
Email:
john.friedman@usaa.com 
Phone: (973) 377-6662
Fax: (866) 267-0902


USAA Federal Savings Bank (FSB), established in 1983, is the 33rd largest bank, based on deposit balances as of March 31, 2010. Along with its two main subsidiaries, USAA Savings Bank and USAA Relocation Services Inc., USAA FSB provides a full range of financial products and services to the U.S. military and their families. The Bank is considered well-capitalized by federal banking regulators and its deposits are insured by the FDIC up to the applicable limits. USAA was ranked 66th in net worth among the Fortune 500 and 132nd for revenue. Member satisfaction remains consistently high at 97%.

 Wells Fargo & Co.
Wells Fargo Foreign Exchange Service
530 Fifth Avenue
New York, NY 10036
Tel:  (212) 315-7494
Fax:  (212) 220-1929
Email:  jeana.piscatelli@wellsfargo.com
Contact:  Jeana Piscatelli, Vice President & Relationship Manager

Celebrating 150 years in business, Wells Fargo & Co. is a $397 billion diversified financial services company providing banking, insurance, investments, mortgage and consumer finance from over 6,000 financial stores in 23 states, along with being the nation's leading internet banking site.

As the largest domestic correspondent bank, Wells Fargo offers an unmatched array of services for financial institutions and their valued customers. With banking's needs in mind, they are continuously building upon their extensive suite of services to help expand marketing territories without incurring the costs associated with building a complicated banking infrastructure.

By partnering with Wells Fargo, a bank can heighten its ability to surpass the competition and maintain its customers' total relationships. A dedicated Relationship Manager will focus on helping each bank design a solution that enables it to respond to an ever-changing market.

For more information, contact Jeana M. Piscatelli, Correspondent Banking, Wells Fargo & Co., at jeana.piscatelli@wellsfargo.com or (212) 315-7494.

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